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Announcement made in accordance with regulation of the
AMF (French Markets Authority)
This press release does not, and shall
not, in any circumstances constitute a public offering nor an invitation to the
public in connection with any offering of any the bonds specified in this press
release.
In France, the offer and sale of the bonds will be carried out
in accordance with article L. 411-2 of the Code monétaire et financier and in
accordance with Decree no. 98-880 of 1st October 1998 in connection with offers
to qualified investors.
This press release may not be published,
distributed or transmitted in the United States (including its territories and
dependencies, any state of the United States and the district of Columbia). This
press release does not constitute or form part of any offer or solicitation to
purchase or subscribe for securities in the United States or by U.S. persons.
The bonds mentioned herein have not been and will not be offered or sold in the
United States or to, or for the account or benefit of U.S. persons, unless they
are registered or exempt from registration under the United States Securities
Act of 1933, as amended. Vivendi Universal does not intend to register any
portion of the offering in the United States or to conduct a public offering of
securities in the United States.
In the United Kingdom, this press
release is directed only at, and for distribution only to, investment
professionals, high net worth companies, partnerships, associations or trusts
and investment personnel of any of the foregoing (each within the meaning of the
Financial Services and Markets Act 2000 (financial promotion) order 2001) and
any other persons to whom it may be communicated lawfully (“relevant persons”).
The bonds specified in this press release are available only to, and any offer
or agreement to subscribe, purchase or otherwise acquire such bonds may be
engaged only with, relevant persons. No other person should act or rely on this
press release or its contents. Persons distributing this press release must
satisfy themselves that it is lawful to do so.
The sales in the Republic
of Italy of the bonds specified in this press release shall only be negotiated
on an individual basis with “professional investors”, as defined under article
31, paragraph 2, of Commissione Nazionale per le Societŕ e la Borsa (“consob”)
Regulation no. 11522 of 1 July 1998, as amended, and effected in compliance with
the requirements of articles 94 and seq. of Legislative Decree no. 58 of 24
February 1998, as amended (“Legislative Decree no. 58”) and consob Regulation
no. 11971 of 14 May 1999, as amended (“Regulation no. 11971”) and shall in any
event be effected in accordance with all relevant Italian securities, tax and
exchange control and other applicable laws and regulations. Accordingly, in
Italy, this press release is for distribution only to investment firms, banks or
financial intermediaries permitted to conduct such activities in the Republic of
Italy in accordance with Legislative Decree no. 58, Regulation no. 11971 and any
other applicable laws and regulations.
The bonds specified in this press
release shall not be offered, transferred, delivered or sold in the Netherlands
and this press release may not be published, distributed or transmitted other
than to individuals or legal entities who or which trade or invest in securities
in the conduct of their profession or trade (which includes banks, investment
institutions, securities intermediaries, insurance companies, pension funds,
other institutional investors and treasury departments and finance companies of
large enterprises).
The distribution of this press release in certain
countries may constitute a breach of applicable law. In addition to the above
the information contained in this press release does not constitute an offer of
securities for sale in Canada or Japan.
Stabilisation / FSA and in
accordance with any other applicable laws.
I HEREBY CERTIFY THAT I AM
NOT, AND AM NOT ACTING ON BEHALF OF, A U.S. PERSON (AS DEFINED UNDER REGULATION
S UNDER THE U.S. SECURITIES ACT) AND AM OUTSIDE THE UNITED STATES. I FURTHER
CERIFY THAT I HAVE READ AND UNDERSTAND, AND AGREE TO COMPLY WITH, THE TERMS AND
CONDITIONS DESCRIBED ABOVE AND THAT I AM ELIGIBLE TO ACCESS THE DOCUMENTS
RELATING TO THE SALE OF SHARES IN ACCORDANCE WITH SUCH TERMS AND
CONDITIONS.
.
YES,
I CERTIFY
NO,
I DO NOT CERTIFY
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